Syracuse Business Daily - What are the rules for IPO allocations & indications with clients?

What are the rules for IPO allocations & indications with clients?

Where can I find the rules for IPO (initial public offerings). When can the client be informed? when can the client be informed about the amount of shares received for allocation, for their account?

Public Comments

IPO shares are allocated to customer by the brokers underwriting the issue. Informed about what?

Home
Syracuse
Equity
Ownership
Initial Public Offerings
Hedging Strategies
Insurance
Intangible Assets
Joint Venture
Mutual Funds
Mortgage Backed Securities
Search